Job Alert: Cluster Compliance Manager at Unison Bank Nigeria

JOB SUMMARY

To promote a strong compliance culture that ensures adherence to the compliance framework, policies and procedures to prevent loss from non-compliance. The Cluster Compliance Manager is responsible for ensuring that the Bank is not used for the laundering of funds or financing terrorist and proliferation activities in the branch/ compliance cluster.

JOB LOCATIONS

•  Ensure compliance with key controls inherent in Bank’s policy and products.
•  Enforce compliance with the Bank’s KYC, KYCB & EDD risk monitoring for branch transactions.
•  Daily monitoring and review of account opening documentation in line with CBN KYC/KYCB policy.
•  Carry out EDD for Limit increase requests and High Risk Customers.
•  Daily monitoring and review of account closure and reactivation documentation.
•  Ensure good record keeping and retrieval process as stated in the Bank’s policy.
•  Implementation of AML/CFT/CPF programs at the cluster level.
•  Escalate Suspicious transaction incidents in your respective branches immediately to the Chief Compliance Officer.
•  Liaise with the business operations to obtain periodically required customer information and regulatory requirements.
•  Track & ensure branch regulatory items e.g. licenses, permits are reviewed & renewed promptly.
•  Provide feedback on customer investigations and “handhold” client potential exit process.
•  Perform mandatory, targeted & ad hoc reviews to assess compliance with regulatory requirements & internal policies such as Whistle Blowing, Anti-Bribery & Corruption, and Sustainability etc.
• Liaise with local regulators, law enforcement and other government bodies and ensure good relationship with the same, including representing the Bank where required.
• Ensure an improved compliance culture by specifically improving the compliance risk assessment and compliance testing standards at the branch/cluster.
• Periodic review and assurance for timely rendition of branch regulatory returns.
• Periodic and timely management reporting on the clusters level of compliance.
• Conduct periodic compliance training for branches in the respective clusters.
• Review of deferral register.
• Review of Gift register.
• Perform other duties as assigned by Chief Compliance Officer.

• Regulatory liaison with Law Enforcement Agencies/Regulators and providing prompt feedback.
• Adherence to monthly trainings at the cluster (one training per month).
• Adherence to daily review of account opening documentation and providing relevant reports.
• Prompt response to request for account opening documentations and RFI.
• Internal Audit rating.

Qualification

KEY COMPETENCY REQUIREMENTS

•  Comprehensive Banking Operations/Credit (Domestic Foreign) skills
• Comprehensive Treasury skills
•  Fraud and Operational Risk knowledge
•  Policy and Regulation interpretation and implementation
•  Banking, Insurance and Financial services knowledge
•  Extensive working knowledge of Microsoft word, Excel and Power point, Intranet Mailing facility and Flexcube
• Analytical and Investigation skills
• Auditing and Accounting skills
•  Oral and written Communication skills
•  Administration
•  Leadership / Influence
•  Team building / Conflict management
•  Organization and coordination skills
•  Coaching and Training

Method of Application 

Interested and Qualified should visit: Uclick here Union Bank jobs career to Apply